{"id":1263,"date":"2017-04-01T19:25:18","date_gmt":"2017-04-01T19:25:18","guid":{"rendered":"https:\/\/r3pwm.com\/legal-information\/"},"modified":"2026-01-12T17:42:06","modified_gmt":"2026-01-12T16:42:06","slug":"legal-information","status":"publish","type":"page","link":"https:\/\/r3pwm.com\/en\/legal-information\/","title":{"rendered":"Legal information"},"content":{"rendered":"[mk_page_section bg_image=”https:\/\/r3pwm.com\/wp-content\/uploads\/informacion-legal-fondo.jpg” bg_repeat=”no-repeat” bg_stretch=”true” enable_3d=”true” min_height=”300″ full_width=”true” padding_top=”0″ padding_bottom=”0″ sidebar=”sidebar-1″][vc_column][\/vc_column][\/mk_page_section][mk_page_section bg_image=”https:\/\/r3pwm.com\/wp-content\/uploads\/fondocuadrados2.png” bg_position=”right center” bg_repeat=”no-repeat” enable_3d=”true” speed_factor=”0.6″ padding_top=”0″ padding_bottom=”0″ sidebar=”sidebar-1″][vc_column css=”.vc_custom_1489426035237{padding-top: 40px !important;}”][mk_padding_divider][vc_tabs orientation=”vertical” container_bg_color=”#ffffff”][vc_tab title=”Official registration CNMV” tab_id=”1491905196526-4-3″][vc_row_inner][vc_column_inner][mk_padding_divider size=”30″ visibility=”visible-sm”][vc_column_text]\"\"<\/p>\n

Official registration CNMV<\/p>\n[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][vc_row_inner][vc_column_inner css=”.vc_custom_1491074897654{padding-top: 30px !important;}”][vc_column_text]R3 PWM is an investment firm authorized by the Comisi\u00f3n Nacional del Mercado de Valores (CNMV) for the professional provision of investment services.<\/p>\n

R3 PWM is registered in the register of Securities Brokers and Companies of the CNMV under number 264.<\/p>\n

Detailed information about the Company is available on the CNMV <\/a><\/strong>website.[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][\/vc_tab][vc_tab title=”Adhesion to Fogain” tab_id=”1491905157578-3-2″][vc_row_inner][vc_column_inner][mk_padding_divider size=”30″ visibility=”visible-sm”][vc_column_text]\"\"<\/p>\n

Adhesion to Fogain<\/p>\n[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][vc_row_inner][vc_column_inner css=”.vc_custom_1491074897654{padding-top: 30px !important;}”][vc_column_text css=”.vc_custom_1524649063539{margin-bottom: 0px !important;}”]R3 PWM is an investment firm affiliated to the Fondo de Garantia de Inversiones (Fogain) in accordance with current legislation.<\/p>\n

Detailed information about the Company and Fogain<\/a><\/strong> can be found on its website.[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][\/vc_tab][vc_tab title=”Customer service” tab_id=”1491905242694-4-1″][vc_row_inner][vc_column_inner][mk_padding_divider size=”30″ visibility=”visible-sm”][vc_column_text]\"\"<\/p>\n

Customer service<\/p>\n[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][vc_row_inner][vc_column_inner css=”.vc_custom_1491074897654{padding-top: 30px !important;}”][vc_column_text]Calle Fruela, 5 B
\n33007 Oviedo
\nSpain<\/p>\n

T +34 985 200 204<\/p>\n

sac@r3pwm.com<\/a>[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][vc_row_inner css=”.vc_custom_1495207214411{padding-top: 15px !important;}”][vc_column_inner][vc_column_text]\"\"<\/a><\/p>\n

Regulation for the defense of customer<\/p>\n[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][\/vc_tab][vc_tab title=”Whistleblowing channel” tab_id=”1768234996042-5-7″][vc_row_inner][vc_column_inner][mk_padding_divider size=”30″ visibility=”visible-sm”][vc_column_text css=”.vc_custom_1768235102383{margin-bottom: 0px !important;}”]\"\"<\/p>\n

Whistleblowing channel<\/p>\n[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][vc_row_inner][vc_column_inner css=”.vc_custom_1491074897654{padding-top: 30px !important;}”][vc_column_text css=”.vc_custom_1768236121969{margin-bottom: 0px !important;}”]R3 PWM is an investment services firm that promotes a culture of integrity, ethical conduct, and rigorous regulatory compliance.<\/p>\n

It provides interested parties with a whistleblowing channel to report potential regulatory breaches, irregular conduct, fraud, or corruption, ensuring confidentiality and protection for whistleblowers, in accordance with applicable regulations.<\/p>\n

Access the Whistleblowing Channel<\/a><\/strong>[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][\/vc_tab][vc_tab title=”Bulletin board” tab_id=”1489428162256-2-0″][vc_row_inner][vc_column_inner][mk_padding_divider size=”30″ visibility=”visible-sm”][vc_column_text]\"\"<\/p>\n

Bulletin board<\/p>\n[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][vc_row_inner][vc_column_inner css=”.vc_custom_1496742795713{padding-top: 20px !important;}”][vc_column_text css=”.vc_custom_1530635558681{margin-bottom: 0px !important;}”]\"\"<\/a><\/p>\n

Framework contract for the provision of investment services<\/p>\n[\/vc_column_text][vc_column_text]\"\"<\/a><\/p>\n

Conflict of interest management policy<\/p>\n[\/vc_column_text][vc_column_text]\"\"<\/a><\/p>\n

Order execution policy<\/p>\n[\/vc_column_text][vc_column_text]\"\"<\/a><\/p>\n

Incentive policy<\/p>\n[\/vc_column_text][vc_column_text css=”.vc_custom_1531754604243{margin-bottom: 0px !important;}”]\"\"<\/a><\/p>\n

Personal data protection policy<\/p>\n[\/vc_column_text][vc_column_text css=”.vc_custom_1615295399688{margin-bottom: 0px !important;}”]\"\"<\/a><\/p>\n

Sustainability policy<\/p>\n[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][\/vc_tab][vc_tab title=”Terms and conditions” tab_id=”1489428206813-2-1″][vc_row_inner][vc_column_inner][mk_padding_divider size=”30″ visibility=”visible-sm”][vc_column_text]\"\"<\/p>\n

Terms and conditions<\/p>\n[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][vc_row_inner][vc_column_inner css=”.vc_custom_1491074897654{padding-top: 30px !important;}”][vc_column_text css=”.vc_custom_1530635507809{margin-bottom: 0px !important;}”]R3 PWM Agencia de Valores SA, CIF A74400268, has its registered legal office in Spain, Fruela Street 5 B – Oviedo 33007 and is registered in the Mercantile Register of Oviedo, volume 4170, book 0, folio 45, sheet AS-49135, inscription 1 and in the register of Securities Brokers and Companies of the CNMV under number 264.<\/p>\n

The website of R3 PWM aims to supply the knowledge of the company and the investment services it provides to the general public. The investment services displayed on this website are subject to current legislation and are supervised by the CNMV.<\/p>\n

This website is owned by R3 PWM, the intellectual property rights, exploitation and reproduction of the page, the information contained within, its appearance and design, are the exclusive property of the Company, which is the exclusive exercise of the rights of exploitation of the same in any form.<\/p>\n

R3 PWM is not responsible for the consequences or damages arising from access to its website, the use made of the information contained in it or information contained on third party websites connected through links to this page.<\/p>\n

It is prohibited to transmit or send through this website any illegal content, computer viruses, or messages that may affect R3 PWM rights.<\/p>\n

In accordance with the provisions of the Personal Data Protection regulations, personal data collected through forms, emails or other means will be treated and protected as indicated by said regulations and intended for the purposes indicated in each case. The user can exercise their rights of access, rectification, deletion, treatment limitation, data portability and opposition, in the terms established in the current regulations, by writing to the Data Protection Delegate of R3 PWM at the e-mail address electronic dpd@r3pwm.com.[\/vc_column_text][\/vc_column_inner][\/vc_row_inner][\/vc_tab][\/vc_tabs][mk_padding_divider size=”60″ visibility=”hidden-sm”][\/vc_column][\/mk_page_section]\n","protected":false},"excerpt":{"rendered":"

[mk_page_section bg_image=”https:\/\/r3pwm.com\/wp-content\/uploads\/informacion-legal-fondo.jpg” bg_repeat=”no-repeat” bg_stretch=”true” enable_3d=”true” min_height=”300″ full_width=”true” padding_top=”0″ padding_bottom=”0″ sidebar=”sidebar-1″][vc_column][\/vc_column][\/mk_page_section][mk_page_section bg_image=”https:\/\/r3pwm.com\/wp-content\/uploads\/fondocuadrados2.png” bg_position=”right center” bg_repeat=”no-repeat” enable_3d=”true” speed_factor=”0.6″ padding_top=”0″ padding_bottom=”0″ sidebar=”sidebar-1″][vc_column css=”.vc_custom_1489426035237{padding-top: 40px !important;}”][mk_padding_divider][vc_tabs orientation=”vertical” container_bg_color=”#ffffff”][vc_tab title=”Official registration CNMV” tab_id=”1491905196526-4-3″][vc_row_inner][vc_column_inner][mk_padding_divider size=”30″ visibility=”visible-sm”][vc_column_text] Official registration CNMV [\/vc_column_text][\/vc_column_inner][\/vc_row_inner][vc_row_inner][vc_column_inner css=”.vc_custom_1491074897654{padding-top: 30px !important;}”][vc_column_text]R3 PWM is an investment firm authorized by the Comisi\u00f3n Nacional del Mercado de Valores (CNMV) for the professional […]<\/p>\n","protected":false},"author":6,"featured_media":0,"parent":0,"menu_order":0,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"class_list":["post-1263","page","type-page","status-publish","hentry"],"_links":{"self":[{"href":"https:\/\/r3pwm.com\/en\/wp-json\/wp\/v2\/pages\/1263","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/r3pwm.com\/en\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/r3pwm.com\/en\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/r3pwm.com\/en\/wp-json\/wp\/v2\/users\/6"}],"replies":[{"embeddable":true,"href":"https:\/\/r3pwm.com\/en\/wp-json\/wp\/v2\/comments?post=1263"}],"version-history":[{"count":6,"href":"https:\/\/r3pwm.com\/en\/wp-json\/wp\/v2\/pages\/1263\/revisions"}],"predecessor-version":[{"id":3970,"href":"https:\/\/r3pwm.com\/en\/wp-json\/wp\/v2\/pages\/1263\/revisions\/3970"}],"wp:attachment":[{"href":"https:\/\/r3pwm.com\/en\/wp-json\/wp\/v2\/media?parent=1263"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}